Peter Richard Gray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Linear Investments Limited (no longer approved here)
FRN 537389
- CF1 Director (AR) (15 Jun 2015 to 23 Nov 2021)
- CF30 Customer (12 Jun 2014 to 23 Nov 2021)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (7 May 2009 to 25 Apr 2014)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF30 Customer (1 Nov 2007 to 30 Jan 2009)
- CF21 Investment Adviser (17 Jul 2007 to 31 Oct 2007)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF21 Investment Adviser (3 Aug 2006 to 4 Apr 2007)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.