Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • [FCA CF] Client dealing (21 Sep 2023 to 4 Apr 2024)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • [FCA CF] Client dealing (12 Mar 2022 to 31 Jan 2023)
    • CF1 Director (AR) (13 Jun 2014 to 12 Jan 2022)
    • CF30 Customer (3 Jun 2014 to 12 Jan 2022)
  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • CF29 Significant management (6 Nov 2009 to 25 Apr 2014)
    • CF30 Customer (12 Dec 2008 to 25 Apr 2014)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (322)CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (322)CF21 Investment Adviser at Novate Global Markets Limited