Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (21 Sep 2023 to 4 Apr 2024)
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- [FCA CF] Client dealing (12 Mar 2022 to 31 Jan 2023)
- CF1 Director (AR) (13 Jun 2014 to 12 Jan 2022)
- CF30 Customer (3 Jun 2014 to 12 Jan 2022)
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- CF29 Significant management (6 Nov 2009 to 25 Apr 2014)
- CF30 Customer (12 Dec 2008 to 25 Apr 2014)
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- (322)CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (322)CF21 Investment Adviser at Novate Global Markets Limited