Oppenheimer Europe Ltd.

Date authorised
1 April 2013
Companies House
06595648
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kieran Yoo

    IRN KXY00019

    • [FCA CF] Client dealing (4 Dec 2020 to 23 Sep 2025)
  • Kishan Khushal

    IRN KXK00147

    • [FCA CF] Client dealing (29 Mar 2021 to 25 Nov 2021)
  • Klaas Alexandre Peter van Henten

    IRN KAV01010

    • CF30 Customer (21 Jul 2016 to 16 Dec 2016)
  • Konstantin Derkatschew

    IRN KXD01275

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 1 May 2024)
  • LUISA PUGLIA GIONGO

    IRN LXP01414

    • CF30 Customer (2 May 2014 to 30 Mar 2018)
  • Lance Heatley

    IRN LXH01115

    • [FCA CF] Manager of certification employee (9 Dec 2024 to 31 Oct 2025)
    • [FCA CF] Client dealing (4 Dec 2020 to 31 Oct 2025)
    • [FCA CF] Material risk taker (4 Dec 2020 to 31 Oct 2025)
    • [FCA CF] Algorithmic trading (4 Dec 2020 to 31 Oct 2025)
    • CF29 Significant management (18 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (20 Jan 2014 to 8 Dec 2019)
  • Lars Durschlag

    IRN LXD00120

    • [FCA CF] Client dealing (4 Dec 2020 to 1 Sep 2023)
  • Lars Henrik Durschlag

    IRN LXD18033

    • CF30 Customer (7 Aug 2019 to 8 Dec 2019)
  • Lauren Suding

    IRN LXS01505

    • CF28 Systems and controls (18 Feb 2011 to 30 Apr 2012)
  • Laurent Tandavarayen

    IRN LXT00179

    • [FCA CF] Client dealing (11 Jul 2022 to 17 Apr 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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