Lance Heatley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • [FCA CF] Manager of certification employee (9 Dec 2024 to 31 Oct 2025)
    • [FCA CF] Algorithmic trading (4 Dec 2020 to 31 Oct 2025)
    • [FCA CF] Material risk taker (4 Dec 2020 to 31 Oct 2025)
    • [FCA CF] Client dealing (4 Dec 2020 to 31 Oct 2025)
    • CF29 Significant management (18 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (20 Jan 2014 to 8 Dec 2019)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (8 Apr 2013 to 20 Dec 2013)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (16 Mar 2009 to 2 Jan 2013)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.