Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Manager of certification employee (since 9 Dec 2024)
- [FCA CF] Client dealing (since 1 May 2024)
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- [FCA CF] Material risk taker (28 Feb 2021 to 28 Feb 2022)
- [FCA CF] Client dealing (28 Feb 2021 to 31 Aug 2024)
- [FCA CF] Manager of certification employee (28 Feb 2021 to 31 Aug 2024)
- CF30 Customer (4 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (5 Aug 2016 to 1 Aug 2017)
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- CF30 Customer (26 Mar 2015 to 6 Mar 2016)
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- CF30 Customer (25 Jun 2010 to 19 May 2014)
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- CF30 Customer (25 Jun 2010 to 19 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.