Oppenheimer Europe Ltd.

Date authorised
1 April 2013
Companies House
06595648
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laurent Tandavarayen

    IRN LXT00207

    • [FCA CF] Client dealing (6 Oct 2022 to 7 Oct 2022)
  • Leigh Andrew Webb

    IRN LXW21627

    • [FCA CF] Client dealing (since 6 Nov 2023)
  • Leonardo Grosso

    IRN LXG00123

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2024 to 9 Dec 2025)
    • [FCA CF] Material risk taker (4 Dec 2020 to 2 May 2023)
  • Leonardo Grosso

    IRN LXG01107

    • CF30 Customer (3 Sep 2009 to 8 Dec 2019)
  • Leonie Melina

    IRN LXM00506

    • [FCA CF] Client dealing (6 Oct 2022 to 16 Aug 2023)
  • Lin Alessio Chen

    IRN AXC01539

    • [FCA CF] Client dealing (20 Aug 2024 to 25 Mar 2026)
  • Lisa Rance

    IRN LXS01134

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (18 Jun 2018 to 8 Dec 2019)
  • Louise Desoete

    IRN LRD01035

    • CF30 Customer (7 Mar 2017 to 28 Jun 2017)
  • Lucia Sviatkova

    IRN LXS00480

    • [FCA CF] Client dealing (3 Mar 2025 to 30 Mar 2026)
  • MIKAELA SHAPOSHNIKOVA

    IRN MXS03261

    • CF30 Customer (25 Mar 2013 to 1 May 2015)
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Recent activity

Updates to this firm's record on the FCA register.

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