Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Edward Dickson Lyons

    IRN CEL00010

    • CF30 Customer (12 Mar 2008 to 17 Dec 2012)
  • Charles Edward James Hart

    IRN CXH00244

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2024)
  • Charles Edward Taylor

    IRN CET01035

    • CF21 Investment Adviser (1 Jun 2005 to 6 Jul 2005)
  • Charles Gerald Stanmore

    IRN CXS00104

    • Appointed representative dealing with clients for which they require qualification (16 Dec 2020 to 4 Jul 2024)
    • CF30 Customer (11 Dec 2020 to 4 Jul 2024)
  • Charles Henderson

    IRN CXH00084

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 25 Jul 2025)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Charles James Byrne

    IRN CXB00648

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 29 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 29 Dec 2025)
  • Charles King

    IRN CXK00207

    • Appointed representative dealing with clients for which they require qualification (24 Feb 2023 to 28 Oct 2024)
  • Charles Lewis John Lipman

    IRN CXL00033

    • CF21 Investment Adviser (1 Jun 2005 to 20 Mar 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 20 Mar 2006)
  • Charles Nnamdi Akpom

    IRN CXA00196

    • Appointed representative dealing with clients for which they require qualification (31 Dec 2021 to 14 Feb 2023)
  • Charles Parsons

    IRN CXP00087

    • CF30 Customer (2 Sep 2008 to 16 Aug 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.