Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2023)
    • SMF16 Compliance Oversight (since 1 Mar 2023)
    • SMF3 Executive Director (since 1 Mar 2023)
    • Responsible for Insurance Distribution (since 1 Mar 2023)
    • Responsibility for MCD Intermediation (since 1 Mar 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (31 Dec 2021 to 14 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.