Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Growth Financial Limited
FRN 977631
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Mar 2023)
- SMF16 Compliance Oversight (since 1 Mar 2023)
- SMF3 Executive Director (since 1 Mar 2023)
- Responsible for Insurance Distribution (since 1 Mar 2023)
- Responsibility for MCD Intermediation (since 1 Mar 2023)
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- Appointed representative dealing with clients for which they require qualification (31 Dec 2021 to 14 Feb 2023)
Recent activity
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