Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
-
Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Credit Brokering
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Christopher David Wilson
IRN CDW01104
- CF30 Customer (20 Mar 2013 to 9 Sep 2013)
-
Christopher Dean Nelson
IRN CXN00069
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Christopher Derek Townson
IRN CXT00122
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 14 Jan 2020)
-
Christopher Devonport
IRN CXD00610
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 29 Dec 2024)
-
Christopher Donald Hallatt
IRN CDH01088
- [FCA CF] Significant management (9 Dec 2019 to 26 Sep 2023)
- CF1 Director (AR) (3 May 2011 to 5 Sep 2024)
- CF29 Significant management (5 Jul 2010 to 8 Dec 2019)
-
Christopher Edward Ardley
IRN CXA85389
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 5 Oct 2023)
-
Christopher Edward Hamilton
IRN CEH00004
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 14 Jun 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (1 Jun 2005 to 30 Apr 2010)
-
Christopher Edward James
IRN CEJ01036
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jan 2023)
- CF30 Customer (3 Dec 2010 to 6 Jan 2023)
-
Christopher Edwards
IRN CRE01038
- CF30 Customer (5 Aug 2010 to 21 Nov 2010)
-
Christopher Evans
IRN CPE00005
- CF30 Customer (14 Mar 2011 to 31 Oct 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Myers Financial Consultancy Limited
FRN 215653 · Appointed 31 May 2005
-
Gransha Financial Services Limited
FRN 215966 · Appointed 31 May 2005
-
Clive Irvin Conway
FRN 215378 · Appointed 31 May 2005
-
Ayar Noori Hasan
FRN 214735 · Appointed 31 May 2005
-
Mota Singh Sarai
FRN 215650 · Appointed 31 May 2005
-
Clear Vision Financial Services
FRN 209701 · Appointed 31 May 2005
-
Mortgages On Demand Limited
FRN 225907 · Appointed 31 May 2005
-
GMT Mortgage Bureau and Financial Consultancy
FRN 191184 · Appointed 31 May 2005
-
Clear View Financial Services Limited
FRN 215729 · Appointed 31 May 2005
-
Morgan's Financial Services
FRN 224452 · Appointed 31 May 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.