Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 23 Sep 2025)
    • SMF3 Executive Director (since 22 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 1 Apr 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Mar 2013 to 9 Sep 2013)
  • Asset Management Financial Advisers Limited (no longer approved here)

    FRN 172274

    • CF30 Customer (6 May 2009 to 28 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.