Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Courtney Victoria Barbour
IRN CXH83052
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 14 Jan 2021)
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Craig Andrew Hernen
IRN CAH01157
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Sep 2016)
- CF30 Customer (since 14 Jun 2016)
- CF4 Partner (AR) (11 Nov 2015 to 29 Sep 2016)
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Craig Andrew Stephen
IRN CXS00142
- Appointed representative dealing with clients for which they require qualification (5 Dec 2023 to 17 Jun 2024)
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Craig Anthony Dicks
IRN CXD00343
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Apr 2022)
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Craig Anthony Dobson
IRN CXD00160
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Craig Anthony Pickles
IRN CXP00054
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
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Craig Bridge
IRN CXB00076
- CF30 Customer (29 Jan 2013 to 16 Aug 2016)
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Craig Craig Harrower
IRN CXH00242
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2023)
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Craig Derek Maxwell
IRN CXM00275
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF4 Partner (AR) (since 25 Sep 2025)
- Appointed representative dealing with clients for which they require qualification (since 14 Apr 2020)
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Craig Edward Innes
IRN CXI18954
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2022)
- CF30 Customer (27 Aug 2019 to 3 Jun 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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JWH Ltd
FRN 597006 · Appointed 8 Mar 2013
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Sanjay Dhansukhlal Parmar
FRN 216342 · Appointed 1 Mar 2013
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Inarih Ltd
FRN 594171 · Appointed 11 Jan 2013
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Fulwood Wealth Management Limited
FRN 523721 · Appointed 7 Dec 2012
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Alan John Balmer
FRN 588897 · Appointed 27 Sep 2012
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Karen Leanne Vickers
FRN 584133 · Appointed 2 Jul 2012
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Arnold Gorse Insurance Services Ltd
FRN 416340 · Appointed 3 May 2012
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Collective Financial Planning Limited
FRN 576147 · Appointed 28 Feb 2012
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Matthew Lee Platt
FRN 403690 · Appointed 22 Nov 2011
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Jai Atwal Ltd
FRN 403623 · Appointed 6 Oct 2011
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.