Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RICHDALE BROKERS AND FINANCIAL SERVICES LTD.
FRN 769876
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Apr 2026)
- [FCA CF] Functions requiring qualifications (4 Jul 2024 to 15 Apr 2026)
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- Appointed representative dealing with clients for which they require qualification (5 Dec 2023 to 17 Jun 2024)
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- Appointed representative dealing with clients for which they require qualification (27 Sep 2022 to 1 Dec 2023)
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- [FCA CF] Functions requiring qualifications (4 Dec 2020 to 9 Nov 2022)
- [FCA CF] Client dealing (4 Dec 2020 to 28 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.