Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (29 Jan 2013 to 16 Aug 2016)
  • EDJ Ltd (no longer approved here)

    FRN 200272

    • (4)Employed By (15 Jun 2001 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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