Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Holcombe Wealth Management Limited
FRN 728707
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
- [FCA CF] Client dealing (since 7 Dec 2020)
- CF30 Customer (17 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (29 Jan 2013 to 16 Aug 2016)
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- (4)Employed By (15 Jun 2001 to 30 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.