Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Sep 2016)
- CF30 Customer (since 14 Jun 2016)
- CF4 Partner (AR) (11 Nov 2015 to 29 Sep 2016)
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Thrive Wealth Management Limited
FRN 757700
- (1)Employed By (since 8 Sep 2016)
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- (4)Employed By (11 Nov 2015 to 10 Oct 2016)
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- CF1 Director (AR) (31 Oct 2004 to 3 Feb 2010)
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- Employed By (31 Oct 2004 to 3 Feb 2010)
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- CF21 Investment Adviser (4 Jan 2002 to 14 Mar 2003)
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- CF21 Investment Adviser (4 Jan 2002 to 14 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.