Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dane John Harrington
IRN DXH00418
- Appointed representative dealing with clients for which they require qualification (9 May 2025 to 14 Jan 2026)
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Daniel Andrew Edwards
IRN DXE00110
- Appointed representative dealing with clients for which they require qualification (3 Jun 2021 to 31 Aug 2021)
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Daniel Andrew Spurr
IRN DXS00195
- Appointed representative dealing with clients for which they require qualification (19 Jul 2022 to 4 Aug 2025)
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Daniel Barker
IRN DXB02512
- Appointed representative dealing with clients for which they require qualification (9 Sep 2020 to 22 Jan 2026)
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Daniel Benjamin Lee
IRN DBL01029
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jun 2025)
- CF4 Partner (AR) (8 Dec 2016 to 12 Jun 2025)
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Daniel Brian Waugh
IRN DBW01049
- CF30 Customer (10 Mar 2011 to 20 Apr 2011)
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Daniel Charles Crawford Potts
IRN DCP01049
- CF1 Director (AR) (1 Jun 2005 to 7 Feb 2008)
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Daniel Chika Duru
IRN DCD01064
- CF30 Customer (11 Nov 2017 to 27 Mar 2018)
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Daniel Cottam
IRN DJC01516
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Mar 2017)
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Daniel Craig Chappell
IRN DXC07950
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Feb 2021)
- CF30 Customer (6 Nov 2018 to 25 Feb 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Connect Financial Solutions Limited
FRN 621152 · Appointed 14 Apr 2014
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Joseph Bonallie
FRN 226301 · Appointed 27 Dec 2013
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Infinity Financial Advice Limited
FRN 611517 · Appointed 11 Dec 2013
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Paul David Streeter
FRN 215189 · Appointed 16 Sep 2013
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Lee Breeds Financial Services Ltd
FRN 606986 · Appointed 6 Sep 2013
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Brown & Sutherland Associates Limited
FRN 603889 · Appointed 5 Jul 2013
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Thomson Financial Consultancy
FRN 602442 · Appointed 11 Jun 2013
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Jeremy George Lake Financial Services Ltd
FRN 602225 · Appointed 5 Jun 2013
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Pure Advice LLP
FRN 601860 · Appointed 29 May 2013
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Russell John Webb
FRN 464348 · Appointed 7 May 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.