Brown & Sutherland Associates Limited

FRN: 603889
Companies House: 05663340
Last scraped: 3 weeks ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

11 Adelaide Row

Seaham

Co Durham

SR7 7EF

UNITED KINGDOM

Phone

+4401915810777

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anthony James Morton
IRN AJM00094
- Employed By (12 Jul 2013 to 9 Nov 2020)
David Hanson Brown
IRN DHB00013
- Employed By (11 Jul 2013 to 16 Jun 2017)
Eric Sanderson Brown
IRN ESB00004
- Employed By (19 Jul 2013 to 6 Sep 2022)
Raymond Sutherland
IRN RXS00111
- Employed By (since 16 Jul 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.