Raymond Sutherland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Jul 2013)
    • CF30 Customer (since 16 Jul 2013)
  • Brown & Sutherland Associates Limited

    FRN 603889

    • Employed By (since 16 Jul 2013)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 2 Aug 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (16 Mar 2011 to 2 Aug 2013)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (16 Mar 2011 to 12 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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