Daniel Brian Waugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
    • [FCA CF] Client dealing (since 9 May 2022)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Apr 2022)
    • CF30 Customer (15 Apr 2015 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (10 Mar 2011 to 20 Apr 2011)
  • Citri Wealth Management Ltd (no longer approved here)

    FRN 514997

    • Employed By (10 Mar 2011 to 20 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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