Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Clodagh Strain-McDonnell
IRN CXS00069
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 24 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Cole Gunning
IRN CXG00447
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 22 Jun 2023)
- Appointed representative dealing with clients for which they require qualification (since 16 Jun 2023)
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Colin Andrew Croft
IRN CXC00060
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Colin Anthony Gray
IRN CXG00302
- Appointed representative dealing with clients for which they require qualification (3 Nov 2021 to 1 Jul 2022)
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Colin Ashley Froggatt
IRN CAF01102
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2023)
- CF30 Customer (30 Mar 2010 to 28 Jul 2023)
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Colin Bernard Trigg
IRN CXT00130
- CF1 Director (AR) (since 25 Mar 2021)
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Colin Burke
IRN CXB00107
- CF30 Customer (1 Nov 2007 to 2 Aug 2010)
- CF4 Partner (AR) (19 Sep 2007 to 1 Apr 2008)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
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Colin Christopher Wallace
IRN CCW00009
- CF30 Customer (1 Nov 2007 to 20 Nov 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2007 to 31 Oct 2007)
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Colin Cowan
IRN CXC00069
- CF30 Customer (1 Nov 2007 to 3 Jul 2013)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Colin Durrant
IRN CXD00591
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 16 Dec 2024)
- CF30 Customer (since 21 Nov 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Just Mortgages Direct Limited
FRN 404016 · Appointed 29 Feb 2016
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Mark Edwards
FRN 734693 · Appointed 22 Jan 2016
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Brown Dog Financial Planning Limited
FRN 713239 · Appointed 7 Aug 2015
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Hanover De Broke Limited
FRN 710385 · Appointed 16 Jul 2015
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Ten Financial LLP
FRN 688787 · Appointed 24 Apr 2015
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Endurance Financial Limited
FRN 677594 · Appointed 18 Mar 2015
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C D Financial Ltd
FRN 667763 · Appointed 23 Jan 2015
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Fortis Financial Planning Ltd
FRN 667580 · Appointed 22 Jan 2015
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Samuel Jason Henry
FRN 400852 · Appointed 14 Jul 2014
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Haighwood Ltd
FRN 624249 · Appointed 28 May 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.