Colin Ashley Froggatt

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • CF30 Customer (since 3 Aug 2023)
    • CF1 Director (AR) (since 3 Aug 2023)
  • Colin Froggatt Financial Planning Ltd

    FRN 1000929

    • Employed By (since 3 Aug 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2023)
    • CF30 Customer (30 Mar 2010 to 28 Jul 2023)
  • TNS Financial Services Limited (no longer approved here)

    FRN 513249

    • (17)Employed By (30 Mar 2010 to 28 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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