Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 24 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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ALM Financial Ltd
FRN 1002716
- (2)Employed By (since 24 Oct 2023)
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- (8)Employed By (22 Jun 2005 to 12 Jan 2024)
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- (2)Employed By (1 Dec 2001 to 22 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ALM Financial Ltd
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controlled function added: (2)Employed By at ALM Financial Ltd