Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 10 Jan 2022)
    • (13)Employed By (16 Dec 2010 to 2 Nov 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF4 Partner (AR) (since 10 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 10 Jan 2022)
    • CF30 Customer (since 10 Jan 2022)
    • [FCA CF] Client dealing (since 10 Jan 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF4 Partner (AR) (23 Aug 2013 to 2 Nov 2021)
    • CF30 Customer (13 Jul 2010 to 2 Nov 2021)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (13 Jul 2010 to 2 Nov 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF4 Partner (AR) (19 Sep 2007 to 1 Apr 2008)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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