Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Courtney Victoria Barbour
IRN CXH83052
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 14 Jan 2021)
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Craig Andrew Hernen
IRN CAH01157
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Sep 2016)
- CF30 Customer (since 14 Jun 2016)
- CF4 Partner (AR) (11 Nov 2015 to 29 Sep 2016)
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Craig Andrew Stephen
IRN CXS00142
- Appointed representative dealing with clients for which they require qualification (5 Dec 2023 to 17 Jun 2024)
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Craig Anthony Dicks
IRN CXD00343
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Apr 2022)
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Craig Anthony Dobson
IRN CXD00160
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Craig Anthony Pickles
IRN CXP00054
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
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Craig Bridge
IRN CXB00076
- CF30 Customer (29 Jan 2013 to 16 Aug 2016)
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Craig Craig Harrower
IRN CXH00242
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2023)
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Craig Derek Maxwell
IRN CXM00275
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF4 Partner (AR) (since 25 Sep 2025)
- Appointed representative dealing with clients for which they require qualification (since 14 Apr 2020)
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Craig Edward Innes
IRN CXI18954
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2022)
- CF30 Customer (27 Aug 2019 to 3 Jun 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Plum Mortgages Ltd
FRN 784480 · Appointed 18 Jul 2017
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Inderjit Singh Bachra
FRN 782729 · Appointed 27 Jun 2017
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Homes To Own Mortgages Ltd
FRN 781932 · Appointed 16 Jun 2017
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CS Financial Group Limited
FRN 778941 · Appointed 6 Jun 2017
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Mandalay Wealth Limited
FRN 777920 · Appointed 2 May 2017
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Sound Mortgage Solutions Ltd
FRN 661923 · Appointed 1 May 2017
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Uni-Plan Financial Solutions Limited
FRN 577048 · Appointed 3 Mar 2017
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147 Financial Services Ltd
FRN 772461 · Appointed 24 Feb 2017
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Ian Stuart Mortgages Limited
FRN 769821 · Appointed 19 Jan 2017
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Payne Spencer Harris Financial Advisers Limited
FRN 769184 · Appointed 11 Jan 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.