Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Clodagh Strain-McDonnell
IRN CXS00069
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 24 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Cole Gunning
IRN CXG00447
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 22 Jun 2023)
- Appointed representative dealing with clients for which they require qualification (since 16 Jun 2023)
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Colin Andrew Croft
IRN CXC00060
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Colin Anthony Gray
IRN CXG00302
- Appointed representative dealing with clients for which they require qualification (3 Nov 2021 to 1 Jul 2022)
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Colin Ashley Froggatt
IRN CAF01102
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2023)
- CF30 Customer (30 Mar 2010 to 28 Jul 2023)
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Colin Bernard Trigg
IRN CXT00130
- CF1 Director (AR) (since 25 Mar 2021)
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Colin Burke
IRN CXB00107
- CF30 Customer (1 Nov 2007 to 2 Aug 2010)
- CF4 Partner (AR) (19 Sep 2007 to 1 Apr 2008)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
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Colin Christopher Wallace
IRN CCW00009
- CF30 Customer (1 Nov 2007 to 20 Nov 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2007 to 31 Oct 2007)
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Colin Cowan
IRN CXC00069
- CF30 Customer (1 Nov 2007 to 3 Jul 2013)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Colin Durrant
IRN CXD00591
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 16 Dec 2024)
- CF30 Customer (since 21 Nov 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Plum Mortgages Ltd
FRN 784480 · Appointed 18 Jul 2017
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Inderjit Singh Bachra
FRN 782729 · Appointed 27 Jun 2017
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Homes To Own Mortgages Ltd
FRN 781932 · Appointed 16 Jun 2017
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CS Financial Group Limited
FRN 778941 · Appointed 6 Jun 2017
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Mandalay Wealth Limited
FRN 777920 · Appointed 2 May 2017
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Sound Mortgage Solutions Ltd
FRN 661923 · Appointed 1 May 2017
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Uni-Plan Financial Solutions Limited
FRN 577048 · Appointed 3 Mar 2017
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147 Financial Services Ltd
FRN 772461 · Appointed 24 Feb 2017
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Ian Stuart Mortgages Limited
FRN 769821 · Appointed 19 Jan 2017
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Payne Spencer Harris Financial Advisers Limited
FRN 769184 · Appointed 11 Jan 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.