Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Neil Davidson

    IRN CJD01096

    • CF10 Compliance Oversight (23 Oct 2006 to 1 Aug 2008)
  • Christopher John Onslow

    IRN CJO01054

    • Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 22 Jun 2021)
  • Christopher John Parnell

    IRN CJP00023

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Nov 2025)
    • CF1 Director (AR) (5 Jun 2009 to 12 Nov 2025)
  • Christopher John Perryman

    IRN CXP13820

    • CF30 Customer (12 Apr 2019 to 20 May 2019)
  • Christopher John Rodrigues

    IRN CJR01060

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 21 May 2020)
    • CF2 Non Executive Director (1 Jan 2014 to 8 Dec 2019)
  • Christopher John Scott

    IRN CJS01277

    • Appointed representative dealing with clients for which they require qualification (12 Nov 2020 to 28 Sep 2022)
    • CF30 Customer (29 Oct 2020 to 28 Sep 2022)
  • Christopher John Seddon

    IRN CXS00023

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2020)
  • Christopher John Shepherd

    IRN CXS00193

    • Appointed representative dealing with clients for which they require qualification (27 Feb 2023 to 10 Mar 2026)
  • Christopher John Simkin

    IRN CJS00015

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 May 2025)
  • Christopher John Tordoff

    IRN CJT01098

    • CF21 Investment Adviser (7 Sep 2006 to 17 Jan 2007)
    • CF22 Investment Adviser (Trainee) (21 Apr 2006 to 7 Sep 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.