Christopher John Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Oct 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (12 Nov 2020 to 28 Sep 2022)
    • CF30 Customer (29 Oct 2020 to 28 Sep 2022)
  • KBA FS Limited (no longer approved here)

    FRN 214995

    • (11)Employed By (29 Oct 2020 to 28 Sep 2022)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (2 Oct 2012 to 3 Feb 2014)
  • RWE Trading Services Limited (no longer approved here)

    FRN 208155

    • CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • CF21 Investment Adviser (29 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.