Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew James Thomas Rudge
IRN AXR00253
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jul 2020)
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Andrew James Wake
IRN AXW00269
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jan 2020)
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Andrew James Yates
IRN AXY00022
- Appointed representative dealing with clients for which they require qualification (15 Mar 2021 to 7 Feb 2023)
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Andrew Jarvis
IRN AXJ00052
- CF30 Customer (10 Jun 2011 to 27 Jun 2011)
- CF4 Partner (AR) (10 Jun 2011 to 27 Jun 2011)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew Jason Rourke
IRN AJR00119
- CF30 Customer (1 Nov 2007 to 28 Nov 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew Jeremy Martin
IRN AXM00538
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2021)
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Andrew John Baker
IRN AJB00163
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Jan 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (1 Jun 2005 to 9 Jan 2019)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew John Brinn
IRN AXB00188
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Aug 2024)
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF4 Partner (AR) (1 Jun 2005 to 3 Aug 2022)
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Andrew John Burton
IRN AJB00211
- CF1 Director (AR) (20 Dec 2006 to 17 Jan 2010)
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Andrew John Chapman
IRN AJC01479
- Appointed representative dealing with clients for which they require qualification (4 Apr 2024 to 5 Jun 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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W J Financial Services Limited (no longer appointed)
FRN 587979 · Appointed 12 Sep 2012 · Until 28 Mar 2013
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Classic Mortgages (Hull) Ltd (no longer appointed)
FRN 428628 · Appointed 6 Sep 2012 · Until 28 Jun 2013
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Carter James Associates Ltd (no longer appointed)
FRN 587510 · Appointed 4 Sep 2012 · Until 5 Mar 2020
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Stelling Hall Wealth Management Ltd (no longer appointed)
FRN 586997 · Appointed 28 Aug 2012 · Until 8 Jun 2014
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Anton Rosenfield Financial Planning Ltd (no longer appointed)
FRN 586608 · Appointed 20 Aug 2012 · Until 21 Jun 2019
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Q & A Financial Solutions LLP (no longer appointed)
FRN 586500 · Appointed 17 Aug 2012 · Until 2 Apr 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.