Andrew James Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 9 Feb 2026)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • Appointed representative dealing with clients for which they require qualification (17 Oct 2024 to 6 Feb 2026)
  • Leeds Building Society (no longer approved here)

    FRN 164992

    • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 14 Aug 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (15 Mar 2021 to 7 Feb 2023)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.