This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Carter James Associates Ltd

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FRN: 587510
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Old Butchers Shop

Main Street

Askrigg

Leyburn

North Yorkshire

DL8 3HG

UNITED KINGDOM

Phone

+4401969650027

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Amanda Jayne Carter
IRN AJC01631
- Employed By (4 Aug 2017 to 24 Jun 2022)
Anthony John O'Hara
IRN AJO00007
- Employed By (6 Feb 2013 to 28 Feb 2014)
Christopher Carter
IRN CXC00043
- Employed By (16 Oct 2012 to 31 Aug 2017)
Jordan James White
IRN JJW01116
- Employed By (16 Apr 2015 to 30 Sep 2015)
Martin Geoffrey O'Hara
IRN MGO01017
- Employed By (26 Mar 2013 to 2 Apr 2014)
Rajinder Kumar Kain
IRN RKK00003
- Employed By (19 Oct 2015 to 24 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.