Christopher Carter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (16 Oct 2013 to 30 Dec 2013)
- CF1 Director (AR) (16 Oct 2012 to 31 Aug 2017)
Carter James Associates Ltd (no longer approved here)
FRN 587510
- Employed By (16 Oct 2012 to 31 Aug 2017)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (24 Aug 2007 to 4 Apr 2008)
Advent Mortgages Limited (no longer approved here)
FRN 471859
- Employed By (24 Aug 2007 to 4 Apr 2008)
Jump Financial Services Limited (no longer approved here)
FRN 209362
- (8)Employed By (22 Apr 2003 to 2 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.