Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (6 Feb 2013 to 28 Feb 2014)
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- Employed By (19 Dec 2011 to 31 Oct 2012)
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- CF30 Customer (19 Dec 2011 to 28 Feb 2014)
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- CF30 Customer (1 Nov 2007 to 7 Feb 2012)
- CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- CF1 Director (AR) (7 Jan 2002 to 7 Feb 2012)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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- (1)Employed By (17 Nov 2004 to 7 Feb 2012)
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- (3)Employed By (7 Jan 2002 to 27 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.