Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Jul 2011)
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Camargue Chambers LLP
FRN 565230
- Employed By (since 21 Nov 2011)
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- Employed By (22 Jul 2011 to 21 Nov 2011)
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- CF4 Partner (AR) (10 Jun 2011 to 27 Jun 2011)
- CF30 Customer (10 Jun 2011 to 27 Jun 2011)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (2)Employed By (8 Dec 1999 to 23 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)Employed By at Joanne Morland