Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alex Benjamin Edward Moon
IRN AXM01426
- Appointed representative dealing with clients for which they require qualification (21 Dec 2022 to 18 Feb 2023)
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Alex Davies
IRN AXD00923
- [FCA CF] Significant management (since 10 Apr 2024)
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Alex Edward Morton
IRN AEM01161
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Sep 2020)
- CF30 Customer (30 Jul 2018 to 17 Sep 2020)
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Alex Falzon Ewen
IRN AFE01011
- CF1 Director (AR) (21 Sep 2012 to 15 Aug 2016)
- CF30 Customer (11 Sep 2012 to 11 Sep 2012)
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Alex Jan Smith
IRN AXS04105
- Appointed representative dealing with clients for which they require qualification (7 Aug 2023 to 28 Feb 2025)
- CF30 Customer (26 Jun 2023 to 28 Feb 2025)
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Alex John George Eldred
IRN AXE00303
- Appointed representative dealing with clients for which they require qualification (8 Apr 2025 to 18 Aug 2025)
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Alex Niel Shepherdson
IRN AXS00627
- Appointed representative dealing with clients for which they require qualification (14 May 2021 to 24 Apr 2025)
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Alex Sarah Turnbull
IRN AXT20260
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Sep 2019)
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Alex Tizzard
IRN AXT00814
- Appointed representative dealing with clients for which they require qualification (29 Sep 2025 to 13 Feb 2026)
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Alexander Bell
IRN AXB04312
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 14 May 2024)
- CF30 Customer (since 10 May 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Tracyann Johnson
FRN 216545 · Appointed 12 Oct 2020
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Yasemin Evlat
FRN 936095 · Appointed 12 Oct 2020
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Hayes Financial Ltd
FRN 934949 · Appointed 25 Sep 2020
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Worden Mortgage Services Limited
FRN 934539 · Appointed 18 Sep 2020
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Mason Smalley Ltd
FRN 933791 · Appointed 9 Sep 2020
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James Lawrence Pollard
FRN 933428 · Appointed 3 Sep 2020
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Mortgage Flo Ltd
FRN 933254 · Appointed 1 Sep 2020
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Lyfe FS Ltd
FRN 933117 · Appointed 28 Aug 2020
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Castle Rock Financial Planning Ltd
FRN 932243 · Appointed 18 Aug 2020
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Josec Mortgages and Financial Services Limited
FRN 932097 · Appointed 17 Aug 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.