Alex Falzon Ewen

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FALBROS LTD
FRN 745807
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 16 May 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 15 Aug 2016)
- Responsible for Insurance Mediation (15 Aug 2016 to 30 Sep 2018)
- CF1 Director (15 Aug 2016 to 8 Dec 2019)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (21 Sep 2012 to 15 Aug 2016)
- CF30 Customer (11 Sep 2012 to 11 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.