Mason Smalley Ltd

FRN: 933791
Companies House: 12606946
Last scraped: 19 hours ago

This firm operates as an appointed representative of Openwork Limited and Commercial Finance Brokers UK Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Mason Smalley

Unit 11

Gaddesby Lane

Rearsby

LE7 4YL

UNITED KINGDOM

Phone

+4407720945772

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Lee Horton
IRN AXH00068
- (1)Employed By (since 14 Oct 2020)
Bradley Paul McKenny
IRN BXM00055
- (1)Employed By (14 Oct 2020 to 5 Jun 2023)
Daniel George Smalley
IRN DGS01171
- (3)Employed By (since 11 Feb 2021)
James Paul Mason
IRN JPM01360
- (2)Employed By (since 28 Feb 2024)
Peter James Watson
IRN PXW00025
- (2)Employed By (14 Oct 2020 to 5 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.