James Paul Mason

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 28 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (since 25 May 2021)
Mason Smalley Ltd
FRN 933791
- (2)Employed By (since 28 Feb 2024)
Home Matters Services Ltd (no longer approved here)
FRN 402226
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (20 May 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.