Home Matters Services Ltd

• Principal Place of Business

  59-63 Wood Street

  Earl Shilton

  Leicester

  Leicestershire

  LE9 7NE

  UNITED KINGDOM

  Phone

  +4401455848390

  Web

  http://www.homematters.uk.com

• Complaints Contact

  59-63 Wood Street

  Earl Shilton

  Leicester

  Leicestershire

  LE9 7NE

  UNITED KINGDOM

  Phone

  +4401455848390

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Commercial, Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Clare Brogden

  IRN CXB01571

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2021)
  • CF1 Director (16 May 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (25 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
• David Masser

  IRN DEM01046

  • SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jun 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 19 Jun 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Jun 2024)
  • Responsible for Insurance Mediation (16 May 2008 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (AR) (24 Nov 2004 to 23 May 2023)
  • CF1 Director (23 Nov 2004 to 8 Dec 2019)
  • CF3 Chief Executive (23 Nov 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (23 Nov 2004 to 31 Mar 2009)
  • CF10 Compliance Oversight (23 Nov 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Nov 2004 to 8 Dec 2019)
• Deborah Moreton

  IRN DXM85288

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
• Ian Smith

  IRN IXS01180

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 13 May 2024)
  • SMF3 Executive Director (since 13 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 May 2024)
  • SMF16 Compliance Oversight (since 13 May 2024)
  • Responsibility for MCD Intermediation (since 13 May 2024)
  • [FCA CF] Client dealing (since 21 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2021)
• James Paul Mason

  IRN JPM01360

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
  • CF1 Director (20 May 2014 to 8 Dec 2019)
• Mervyn Eric Masser

  IRN MEM01076

  • Responsible for Insurance Mediation (14 Jan 2005 to 21 Jul 2006)
  • CF1 Director (AR) (24 Nov 2004 to 21 Jul 2006)
  • CF1 Director (23 Nov 2004 to 21 Jul 2006)
• PENNY MASSER

  IRN PXM00311

  • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2021)
  • CF1 Director (21 Aug 2018 to 8 Dec 2019)
• Shaun Allan Wood

  IRN SAW01268

  • CF1 Director (AR) (1 Jun 2014 to 1 Jul 2019)
• Stuart James Pemberton

  IRN SJP00013

  • CF30 Customer (24 Sep 2012 to 5 Nov 2012)
  • CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)

• Home Matters (B.C & M) Ltd (no longer appointed)

  FRN 449958 · Appointed 21 Oct 2013 · Until 8 Jul 2019

• Home Matters (IFA) Ltd (no longer appointed)

  FRN 504317 · Appointed 30 Jul 2009 · Until 20 Sep 2012

• Home Matters (B.C & M) Ltd (no longer appointed)

  FRN 449958 · Appointed 28 Mar 2006 · Until 20 Sep 2012

• Home Matters (Insurance Brokers) Ltd (no longer appointed)

  FRN 415577 · Appointed 24 Nov 2004 · Until 15 Aug 2006

• Home Matters (Life,Pensions & Mortgages) Ltd (no longer appointed)

  FRN 415576 · Appointed 24 Nov 2004 · Until 17 Sep 2012

No changes recorded yet.