Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Home Matters Services Ltd (no longer approved here)

    FRN 402226

    • SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Jun 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Jun 2024)
    • Responsible for Insurance Mediation (16 May 2008 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (AR) (24 Nov 2004 to 23 May 2023)
    • CF1 Director (23 Nov 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Nov 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Nov 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (23 Nov 2004 to 31 Mar 2009)
    • CF3 Chief Executive (23 Nov 2004 to 8 Dec 2019)
  • Home Matters (B.C & M) Ltd (no longer approved here)

    FRN 449958

    • Employed By (30 Jul 2009 to 23 May 2023)
  • Home Matters (Insurance Brokers) Ltd (no longer approved here)

    FRN 415577

    • Employed By (24 Nov 2004 to 23 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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