Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Charles Hardcastle
IRN AXH73382
- Appointed representative dealing with clients for which they require qualification (18 Dec 2019 to 20 Jan 2023)
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Andrew Charles Reeve Philpot
IRN AXP00284
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2025)
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Andrew Charles Reid Smith
IRN AXS00048
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Oct 2010)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew Christopher O'Byrne
IRN ACO01026
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 11 Dec 2019)
- CF30 Customer (since 4 Oct 2019)
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Andrew Christopher Wright
IRN AXW00110
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF22 Investment Adviser (Trainee) (6 Aug 2007 to 31 Oct 2007)
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Andrew Colin Bloomberg
IRN AXB00157
- CF21 Investment Adviser (1 Jun 2005 to 1 Jun 2005)
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Andrew Colin Fish
IRN AXF00067
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Apr 2006 to 1 Jul 2006)
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Andrew Colin Mills
IRN ACM00038
- CF21 Investment Adviser (1 Jun 2005 to 18 Jan 2007)
- CF4 Partner (AR) (1 Jun 2005 to 18 Jan 2007)
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Andrew Craig Blundell
IRN AXB00636
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 19 Mar 2021)
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Andrew Craig Rattray
IRN AXR00254
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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EMINENT FINANCIAL LIMITED
FRN 940097 · Appointed 3 Dec 2020
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Trulife Financial Ltd
FRN 940099 · Appointed 3 Dec 2020
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Select Money Management Limited
FRN 939735 · Appointed 30 Nov 2020
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Bloxham Brooks & Bailey Ltd
FRN 939446 · Appointed 26 Nov 2020
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Wellspring Financial Ltd
FRN 938417 · Appointed 13 Nov 2020
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Highcross Financial Ltd
FRN 937775 · Appointed 4 Nov 2020
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Alexis Tano
FRN 937344 · Appointed 29 Oct 2020
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Meredith Morgan Taylor Ltd
FRN 936745 · Appointed 20 Oct 2020
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Folan Brookes Financial Consultants Limited
FRN 936685 · Appointed 20 Oct 2020
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Auxilia Financial Services Ltd
FRN 936469 · Appointed 16 Oct 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.