Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 11 Dec 2019)
    • CF30 Customer (since 4 Oct 2019)
    • Employed By (since 4 Oct 2019)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • CF30 Customer (9 Sep 2015 to 18 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.