Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2021)
    • [FCA CF] Client dealing (since 25 Aug 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Sep 2021)
    • CF30 Customer (7 Jul 2011 to 25 Sep 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (426)Employed By (7 Jul 2011 to 25 Sep 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Apr 2006 to 1 Jul 2006)
  • Meridian Advice Limited (no longer approved here)

    FRN 227554

    • (13)Employed By (23 Mar 2004 to 4 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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