Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 25 Aug 2021)
- [FCA CF] Client dealing (since 25 Aug 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Sep 2021)
- CF30 Customer (7 Jul 2011 to 25 Sep 2021)
-
- (426)Employed By (7 Jul 2011 to 25 Sep 2021)
-
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Apr 2006 to 1 Jul 2006)
-
- (13)Employed By (23 Mar 2004 to 4 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.