OLIVER ASSET MANAGEMENT LIMITED

• Principal Place of Business

  Oliver Asset Management Ltd

  Suite 2

  Stuart House

  Eskmills Park

  Musselburgh

  East Lothian

  EH21 7PB

  UNITED KINGDOM

  Phone

  +441312735202

  Web

  https://www.oliverassetmgmt.co.uk

• Complaints Contact

  Oliver Asset Management Ltd

  Suite 2

  Stuart House

  Eskmills Park

  Musselburgh

  East Lothian

  EH21 7PB

  UNITED KINGDOM

  Phone

  +441312735202

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Norman Dalgleish

  IRN AND01012

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 May 2025)
  • [FCA CF] Client dealing (since 6 May 2025)
• Jonathan Andrew James Beaton

  IRN JAB01393

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 25 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2025)
  • SMF16 Compliance Oversight (since 25 Feb 2025)
  • SMF3 Executive Director (since 25 Feb 2025)
  • [FCA CF] Client dealing (since 30 Apr 2020)
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2020)
  • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
• Michael Stuart Wilson

  IRN MSW01170

  • CF30 Customer (13 Feb 2017 to 8 Dec 2019)
• Roland William David Oliver

  IRN RXO01089

  • [FCA CF] Significant management (3 Aug 2020 to 12 Feb 2025)
  • [FCA CF] Client dealing (3 Aug 2020 to 12 Feb 2025)
  • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 12 Feb 2025)
  • [FCA CF] Manager of certification employee (3 Aug 2020 to 12 Feb 2025)
  • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 12 Feb 2025)
  • CF11 Money Laundering Reporting (13 Feb 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (13 Feb 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
  • CF1 Director (13 Feb 2017 to 8 Dec 2019)

• Nvirovest Ltd (no longer appointed)

  FRN 918308 · Appointed 16 Dec 2019 · Until 10 Jun 2024

No changes recorded yet.