Alexander Norman Dalgleish

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OLIVER ASSET MANAGEMENT LIMITED

    FRN 760922

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 May 2025)
    • [FCA CF] Client dealing (since 6 May 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 17 Feb 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 17 Feb 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF27 Investment Management (1 Dec 2001 to 3 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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