Jonathan Andrew James Beaton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OLIVER ASSET MANAGEMENT LIMITED

    FRN 760922

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 25 Mar 2025)
    • SMF3 Executive Director (since 25 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2025)
    • SMF16 Compliance Oversight (since 25 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2020)
    • [FCA CF] Client dealing (since 30 Apr 2020)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • JKFS (UK) LIMITED (no longer approved here)

    FRN 610900

    • CF30 Customer (6 May 2014 to 31 Jul 2019)
  • Melville Independent plc (no longer approved here)

    FRN 550326

    • Employed By (1 Jul 2013 to 31 Jul 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (18 Jan 2011 to 20 Jun 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Sep 2009 to 5 May 2010)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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