Roland William David Oliver

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OLIVER ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 760922

    • [FCA CF] Client dealing (3 Aug 2020 to 12 Feb 2025)
    • [FCA CF] Significant management (3 Aug 2020 to 12 Feb 2025)
    • [FCA CF] Manager of certification employee (3 Aug 2020 to 12 Feb 2025)
    • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 12 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Feb 2025)
    • CF11 Money Laundering Reporting (13 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (13 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
    • CF1 Director (13 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.