Oldfield Partners LLP

Date authorised
1 April 2013
Companies House
OC309959
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    134 Buckingham Palace Road
    London
    SW1W 9SA
    UNITED KINGDOM
    Phone
    +4402072591000
    Web
    https://www.oldfieldpartners.com

  • Complaints Contact

    134 Buckingham Palace Road
    London
    SW1W 9SA
    UNITED KINGDOM
    Phone
    +4402072591000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Driver

    IRN CXD01228

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Dec 2012 to 8 Dec 2019)
    • CF28 Systems and controls (29 Dec 2009 to 16 May 2011)
  • David Christopher Fraser Jones

    IRN DCJ01017

    • SMF27 Partner (9 Dec 2019 to 12 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2022)
    • CF4 Partner (3 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (22 Apr 2008 to 8 Dec 2019)
  • Edward Thomas Albert Troughton

    IRN ETT01004

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2024)
    • SMF27 Partner (9 Dec 2019 to 3 Apr 2024)
    • CF4 Partner (10 May 2016 to 8 Dec 2019)
    • CF30 Customer (10 May 2016 to 8 Dec 2019)
  • Eu-Gene Toh

    IRN EXT01127

    • CF30 Customer (22 Aug 2012 to 8 Dec 2019)
  • George Claus Anthon

    IRN GCA01012

    • CF30 Customer (1 Nov 2007 to 3 Jun 2019)
    • CF4 Partner (11 Aug 2005 to 9 Dec 2019)
    • CF27 Investment Management (15 Mar 2005 to 31 Oct 2007)
  • Harry Edward Fraser

    IRN HEF01014

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (11 Aug 2011 to 8 Dec 2019)
  • JAMES ANDREW LINDSAY

    IRN JAL01263

    • [FCA CF] Client dealing (1 Jul 2024 to 5 Sep 2024)
    • SMF27 Partner (22 Jan 2024 to 5 Sep 2024)
  • Jacob Laursen

    IRN JXL02145

    • [FCA CF] Client dealing (10 Jun 2020 to 3 May 2024)
  • James Alexander Carter

    IRN JAC01338

    • SMF1 Chief Executive (9 Dec 2019 to 13 Jul 2020)
    • SMF27 Partner (9 Dec 2019 to 13 Jul 2020)
    • CF3 Chief Executive (1 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (17 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
    • CF4 Partner (24 Aug 2005 to 8 Dec 2019)
  • John Gerard McEwing

    IRN JGM01114

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (7 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
    • CF28 Systems and controls (1 Apr 2011 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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