James Alexander Carter

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Variis Partners LLP

    FRN 1000469

    • SMF16 Compliance Oversight (since 16 Apr 2024)
    • [FCA CF] Client dealing (since 16 Apr 2024)
    • SMF27 Partner (since 16 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2024)
  • Eschler Asset Management LLP (no longer approved here)

    FRN 510079

    • CF4 Partner (AR) (16 Oct 2023 to 16 Apr 2024)
    • CF30 Customer (16 Oct 2023 to 16 Apr 2024)
  • Variis Partners LLP (no longer approved here)

    FRN 997363

    • Employed By (16 Oct 2023 to 16 Apr 2024)
  • Longview Partners LLP (no longer approved here)

    FRN 570944

    • [FCA CF] Client dealing (18 Aug 2021 to 22 Sep 2022)
    • SMF27 Partner (20 Apr 2021 to 22 Sep 2022)
  • Oldfield Partners LLP (no longer approved here)

    FRN 415363

    • SMF1 Chief Executive (9 Dec 2019 to 13 Jul 2020)
    • SMF27 Partner (9 Dec 2019 to 13 Jul 2020)
    • CF3 Chief Executive (1 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (17 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
    • CF4 Partner (24 Aug 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.