Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (11 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (11 Aug 2011 to 8 Dec 2019)
  • Herald Investment Management Limited (no longer approved here)

    FRN 166064

    • CF30 Customer (9 Apr 2011 to 31 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.