Date authorised
2 May 2023
Companies House
13837440
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 32 Brook Street
    London
    W1K 5DL
    UNITED KINGDOM
    Phone
    +447788285321
  • Complaints Contact

    1st Floor, 32 Brook Street
    London
    W1K 5DL
    UNITED KINGDOM
    Phone
    +447788285321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alain Richard LeCornet

    IRN ARL01085

    • [FCA CF] Client dealing (since 15 Jul 2024)
  • Ammir Jeffrey Naqvi

    IRN AXN01496

    • [FCA CF] Client dealing (since 2 Jan 2026)
  • Aymeric Geoffroy Marie Dumont Saint Priest

    IRN AXD01126

    • [FCA CF] Significant management (since 15 Oct 2025)
  • Byron Griffin

    IRN BXG01095

    • [FCA CF] Client dealing (since 22 Jul 2024)
  • Chika Victor Ogbulie

    IRN CXO00166

    • SMF16 Compliance Oversight (since 2 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2023)
  • Francois Claude Eugene Banneville

    IRN FCB01026

    • SMF1 Chief Executive (since 12 Dec 2025)
    • SMF3 Executive Director (since 12 Dec 2025)
    • [FCA CF] Client dealing (since 8 Jan 2024)
    • [FCA CF] Manager of certification employee (since 8 Jan 2024)
    • [FCA CF] Significant management (since 8 Jan 2024)
  • Jack Tierney

    IRN JXT01533

    • [FCA CF] Client dealing (1 Apr 2025 to 7 Apr 2025)
  • Joe Riddaway

    IRN JXR01721

    • [FCA CF] Client dealing (1 Oct 2023 to 10 Feb 2026)
  • Joseph Vatus

    IRN JXV00186

    • [FCA CF] Significant management (5 Dec 2023 to 3 Oct 2025)
  • MARCO MICHAEL Gubitz

    IRN MMG01024

    • [FCA CF] Significant management (since 13 Oct 2025)
    • [FCA CF] Client dealing (since 13 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.