Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 13 Oct 2025)
    • [FCA CF] Client dealing (since 13 Oct 2025)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Client dealing (16 Jul 2021 to 21 May 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jan 2020)
    • CF30 Customer (5 Nov 2008 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 31 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.